Job Detail

Regulatory Compliance Processing Analyst

Regulatory Compliance Processing Analyst
Primary Location
New York
Bachelor's Degree
Rate Type
Per year
Job Description
Prospect 33 is looking for a energetic change professional to join a growing data management team within the IHC area of a leading European investment bank. Delivery of the project will be focused on infrastructure changes, processes, controls, and governance enhancements that will be implemented throughout the rest of 2018.#LI-CF1
Job Requirements
  • Provide analysis and project management expertise to support business process change initiatives to achieve compliance with regulations governing international banking and other financial services businesses
  • Perform impact assessments and provide operational analytics and to regulatory compliance working groups and steering committee meetings.
  • Coordinate with client enterprise key personnel to review business processes in order to achieve compliance objectives;
  • Maintain master record of pertinent regulatory compliance requirements; keep management reporting tools up to date with a current and accurate record of project plan and status;
  • Identify, communicate to stakeholders, and document key regulatory compliance and process project risks, define mitigation strategies and assist in resolution;
  • Regulatory compliance process change project planning and tracking;
  • Conduct project, resource and finance planning and tracking
  • Provide analytical support to banking clients; Comprehensive Capital Analysis and Review (CCAR) and other risk and regulatory compliance programs
  • Manage project planning process for compliance programs, facilitate planning workshops and create plans, budgets and staffing profiles.
  • Work with initiative stakeholders to actively manage day to day activities, ensuring delivery accountability is in place across the initiative
  • Flag and escalate issues either internally to the regulatory compliance team or externally to the wider stakeholder and governance forums;
  • Ensure that all activities and duties are carried out in full compliance with regulatory requirements and clients’ internal policies and policy standards;
  • Recommend potential solutions to problems, project changes, and resource constraints.
  • Bachelor's degree in business administration (finance)
  • 3 years of experience performing business, pricing or operations analysis in the financial services sector, including at least one year project planning and implementation experience involving US financial services regulatory compliance applicable to foreign owned investment banks
  • Sharepoint
  • MS Office Suite (excel, access, powerpoint, word, MS Visio, MS Projects
  • Bloomberg Professional, Reuters 3000 Xtra, C++, SQL, Sunguard GMI, CME Portal

Prospect 33 is an equal opportunity employer.

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