Job Detail

Consolidated Audit Trail (“CAT”) Reporting Project Manager / Business Analyst

Consolidated Audit Trail (“CAT”) Reporting Project Manager / Business Analyst
Primary Location
New York
Bachelor's Degree
Rate Type
Per year
Job Description

This person will act as a project manager/business analyst responsible for the operational delivery of CAT (Consolidated Audit Trail) reporting. This role will report to a regional regulatory Investment program lead and will be accountable for the core responsibilities identified below. This role will partner with a functional sponsor as well as various functional stakeholders. This role will require the leadership and coordination of various resources and the delivery of new process, procedures, and technology.

Core Responsibilities

  • Working with functional leads and front-to-back stakeholders in the development of workstream strategy and delivery.
  • Objectives planning, defining scope and deliverables
    • Budget development and tracking
    • Project plan development including activity planning, sequencing and resource management
    • Oversee the creation and approval of core project documentation including business requirements, functional requirements, technical specifications, user acceptance testing.
    • Documentation of all required meeting materials
    • Risk and issue identification, communication and resolution.
    Job Requirements
    • Delivery of large multi-functional projects.
    • Delivery of regulatory based projects or technology based initiatives
    • Must be experienced with Ullink, Bloomberg, Broadridge ICI Impact, BPS and related suite of products
    • Experience working with various Broker/Dealer products including Equities, Bonds, Treasuries, ABS, MBS, Securitized Products, Repos/Reverse Repo, Stock Borrow/Loan
    • Thorough understanding of Electronic Blueheets (EBS) and OATS
    • Prior participation in industry and/or internal working groups related to CAT highly desirable
    • Prior experience managing vendors highly desirable
    • Must be a strong writer and communicator with experience writing BRDs and FRDs
    • May assist in testing phases to write test strategy, plans and test cases as well as documentation
    • Prior experience in Waterfall and Agile Methodologies preferred
    • Prior experience in JIRA and SharePoint required

        Prior background in Operations a plus
      • Ability to present well and communicate clearly
      • Ability to work across departments including IT, Operations and various Front and Back Offices

      Prospect 33 is an equal opportunity employer.

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