Job Detail

Senior Business Analyst CAT Program Customer A/C Reporting

Title
Senior Business Analyst CAT Program Customer A/C Reporting
Type
Full-time
Primary Location
Jersey City
Education
Bachelor's Degree
Rate Type
Per year
Job Description

Our client a large Investment Bank is looking for a Senior Business Analyst with prior experience in Customer Account Reporting to join the CAT (Consolidated Audit Trail) Program and help ensure compliance with SEC Rule 613 (CAT NMS):

  • Prior experience with Customer Account reporting, i.e. Large Trader ID (LTID), Unidentified Large Trader ID (ULTID), Firm Designated ID (FDID), PII (Personally identifiable information), Tax Identifiers, Transformed Identifier (TID), Customer ID, Average Price Accounts, Allocations

  • Understanding of various settlement methods including Delivery versus payment (DVP), Receive versus payment (RVP), etc.

  • Lead and participate in projects of various sizes and scopes.

  • Research, formulate, propose and implement strategic solutions.

  • Manage program deliverables, track and communicate progress to senior stakeholders.

  • Provide Capital Markets Operations subject matter expertise.

  • Partner with key stakeholders and deliver value added solutions.

  • Perform analysis of data, processes and systems.

  • Liaise with Operations, Technology, and Compliance to define and review requirements

  • Prior experience with JIRA, Confluence, and user stories preferred for documenting meeting minutes and user requirements

  • Liaise with FO/MO to analyze and document trade flows

  • Document UAT (User Acceptance Testing) strategies, including creation of test cases

  • Work efficiently with a view to high-quality work product and quick-to-market solutions.

  • Support system testing and creation of user documentation.

  • Build strong, long-term relationships throughout the organization.

  • Constantly seek to improve own capacity, skills and expertise.

#LI-NL1
Job Requirements
  • SDLC, Big Data, and Data Analysis/ Governance Strategy

  • JIRA / Quality Center /Q-Test

  • SharePoint

  • Agile project management methodologies

  • Vendor management

  • Experience working with federated trading platforms and vendor systems e.g., Fidessa, FlexTrade, AOM, Pulse, Wolverine, Bloomberg etc.

  • MS Office (Project, Excel, Word, PowerPoint, Visio)

  • Understanding of US Broker-Dealer Transaction Regulatory Reporting

  • Ability to translate between Operational and Technical requirements

  • Prior experience with Customer Account reporting, i.e. LTID, ULTID, FDID, PII, Tax Identifiers, TID, Customer ID, Average Price Accounts, Allocations

  • Understanding of various settlement methods i.e. DVP, RVP, etc.

  • Understanding of Options and/or Equities products

  • Understanding of US Broker-Dealer Transaction Regulatory Reporting

  • Experience with US Broker-Dealer clearance and settlement / books and records system, i.e. Broadridge

  • Experience working with federated trading platforms with the ability to understand how to bring data together

  • Data Analysis/ Governance Strategy

  • Equities Order management systems knowledge

  • MS Office (Project, Excel, Word, PowerPoint, Visio)

  • Agile project management methodologies

  • Vendor management

Prospect 33 is an equal opportunity employer.

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