Job Detail

Surveillance Manager- Electronic Communications

Surveillance Manager- Electronic Communications
Primary Location
New York
Bachelor's Degree
Rate Type
Per month
Job Description
Our client, a large bank in New York City is looking for an Electronic Communications Surveillance Manager to consult within their Compliance Department. The general responsibilities for the E-Communications Surveillance Manager include the following: Working with Technology and Third-Party Vendor to incorporate electronic communication channels into monitoring tool; tune the scenarios from which alerts are derived, troubleshooting any issues, and moving towards achieving goals and Conducting reviews of written e-communications alerts for potential violations of firm policies or applicable rules and regulations, escalating to the appropriate department when necessary, and closing alerts with accurate, complete, and organized notes; listening to voice communications and doing the same.#LI-NL1
Job Requirements
  • Excellent written and verbal communication skills
  • Attention to detail; excellent organizational skills
  • Excellent analytical skills
  • Ability to exercise sound judgment and escalate issues appropriately
  • Strong project management skills with the ability to multi-task and manage competing priorities
  • High degree of familiarity and comfort in working with complex IT systems and processes, and operating in a technical environment
  • Bachelor's degree
  • Previous experience with Behavox or similar monitoring tool a strong plus
  • Experience in e-communications monitoring system implementation or system enhancement a strong plus
  • Series 7 or Securities Industry Essentials (SEI) exam a plus
  • Prior experience in a compliance role

Prospect 33 is an equal opportunity employer.

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